SFC Licences of GAO Yiyuan 高以遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RE | 6 | 01 September 2021 | |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 01 September 2021 | |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 01 September 2021 | |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 06 November 2018 | 30 July 2021 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 06 November 2018 | 30 July 2021 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 06 November 2018 | 30 July 2021 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 06 November 2018 | 30 July 2021 |