SFC Licences of KO Cheuk Ming 高卓銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 6 | 06 August 2021 | 30 September 2021 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 06 August 2021 | 30 September 2021 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 06 August 2021 | 30 September 2021 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 | RE | 9 | 17 September 2019 | 01 August 2021 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 | RE | 4 | 17 September 2019 | 01 August 2021 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 | RE | 6 | 03 September 2019 | 01 August 2021 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 | RE | 1 | 03 September 2019 | 01 August 2021 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 6 | 21 November 2018 | 01 August 2019 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 1 | 21 November 2018 | 01 August 2019 |