SFC Licenceholders of First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司
- compliance@first-pros.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Wong Kit 陳黃傑 | RE | 9 | 14 December 2021 | 05 April 2023 |
| CHAN Wong Kit 陳黃傑 | RE | 4 | 14 December 2021 | 05 April 2023 |
| CHEN Yingting 陳莹婷 | RE | 4 | 18 March 2013 | 06 July 2017 |
| CHEN Yingting 陳莹婷 | RE | 9 | 18 March 2013 | 06 July 2017 |
| CHENG Tsz Tsun 鄭子俊 | RO | 9 | 24 September 2020 | 01 October 2021 |
| CHENG Tsz Tsun 鄭子俊 | RO | 4 | 24 September 2020 | 01 October 2021 |
| CHENG Tsz Tsun 鄭子俊 | RE | 9 | 02 September 2020 | 24 September 2020 |
| CHENG Tsz Tsun 鄭子俊 | RE | 4 | 02 September 2020 | 24 September 2020 |
| CHIANG Ming Yu 蔣明佑 | RE | 4 | 29 September 2022 | 31 December 2022 |
| CHIANG Ming Yu 蔣明佑 | RE | 9 | 29 September 2022 | 31 December 2022 |
| CHU Siu Ling 朱小玲 | RO | 9 | 10 May 2021 | 26 May 2021 |
| CHU Siu Ling 朱小玲 | RO | 4 | 10 May 2021 | 26 May 2021 |
| GAO Xiaoyu 高小愚 | RE | 9 | 03 September 2019 | 07 April 2021 |
| GAO Xiaoyu 高小愚 | RE | 4 | 03 September 2019 | 07 April 2021 |
| HSIAO Roy | RE | 9 | 03 May 2022 | 28 February 2023 |
| JIN Yuanjie 金元杰 | RO | 9 | 11 August 2020 | 10 February 2021 |
| JIN Yuanjie 金元杰 | RO | 4 | 11 August 2020 | 10 February 2021 |
| JIN Yuanjie 金元杰 | RE | 4 | 03 December 2019 | 11 August 2020 |
| JIN Yuanjie 金元杰 | RE | 9 | 03 December 2019 | 11 August 2020 |
| KO Cheuk Ming 高卓銘 | RE | 4 | 17 September 2019 | 01 August 2021 |
| KO Cheuk Ming 高卓銘 | RE | 9 | 17 September 2019 | 01 August 2021 |
| LEE Yang-Shen 李洋昇 | RO | 9 | 28 June 2021 | 05 April 2023 |
| LEE Yang-Shen 李洋昇 | RO | 4 | 28 June 2021 | 05 April 2023 |
| LIU Xiaorong 劉曉蓉 | RE | 9 | 01 November 2007 | 31 July 2013 |
| LIU Xiaorong 劉曉蓉 | RE | 4 | 01 November 2007 | 31 July 2013 |
| LIU Zhao 劉昭 | RE | 9 | 16 April 2020 | 28 February 2021 |
| LIU Zhao 劉昭 | RE | 4 | 16 April 2020 | 28 February 2021 |
| LO Shing Hing Simon 盧成興 | RE | 9 | 23 May 2008 | 17 February 2009 |
| LO Shing Hing Simon 盧成興 | RE | 4 | 23 May 2008 | 17 February 2009 |
| LONG Xiaobo 龍 小波 | RO | 9 | 06 September 2007 | 09 December 2019 |
| LONG Xiaobo 龍 小波 | RO | 4 | 06 September 2007 | 09 December 2019 |
| MA Di 馬迪 | RO | 4 | 02 September 2020 | 31 December 2020 |
| MA Di 馬迪 | RO | 9 | 02 September 2020 | 31 December 2020 |
| MA Di 馬迪 | RE | 9 | 20 August 2019 | 02 September 2020 |
| MA Di 馬迪 | RE | 4 | 20 August 2019 | 02 September 2020 |
| MAK Yin Ping 麥賢平 | RE | 9 | 03 May 2022 | 05 April 2023 |
| PEI Zheng 裴政 | RE | 4 | 15 September 2020 | 07 March 2021 |
| PEI Zheng 裴政 | RE | 9 | 15 September 2020 | 07 March 2021 |
| POON Chun Kit 潘振傑 | RE | 9 | 16 August 2013 | 12 December 2013 |
| POON Chun Kit 潘振傑 | RE | 4 | 16 August 2013 | 12 December 2013 |
| SHAM Jennifer 岑穎珊 | RE | 9 | 20 May 2009 | 31 October 2009 |
| SHAM Jennifer 岑穎珊 | RE | 4 | 20 May 2009 | 31 October 2009 |
| SHEN Hung-Hsien 沈宏憲 | RE | 9 | 03 March 2022 | 31 December 2022 |
| SHEN Hung-Hsien 沈宏憲 | RE | 4 | 03 March 2022 | 31 December 2022 |
| SONG Yulin 宋雨霖 | RE | 9 | 01 November 2019 | 20 April 2021 |
| SONG Yulin 宋雨霖 | RE | 4 | 30 September 2019 | 20 April 2021 |
| TENG Chia-Wen 鄧嘉雯 | RO | 9 | 11 November 2019 | 21 September 2020 |
| TENG Chia-Wen 鄧嘉雯 | RO | 4 | 11 November 2019 | 21 September 2020 |
| TENG Chia-Wen 鄧嘉雯 | RE | 9 | 13 September 2019 | 11 November 2019 |
| TENG Chia-Wen 鄧嘉雯 | RE | 4 | 13 September 2019 | 11 November 2019 |
| TIN Hiu Ping 田曉平 | RE | 9 | 03 March 2022 | 05 July 2022 |
| TIN Hiu Ping 田曉平 | RE | 4 | 03 March 2022 | 05 July 2022 |
| TSANG Theodoric Yerk Bun 曾若斌 | RE | 4 | 07 December 2021 | 27 January 2022 |
| TSANG Theodoric Yerk Bun 曾若斌 | RE | 9 | 07 December 2021 | 27 January 2022 |
| WANG Haoyu 王浩宇 | RE | 9 | 08 May 2020 | 23 August 2020 |
| WANG Haoyu 王浩宇 | RE | 4 | 08 May 2020 | 23 August 2020 |
| WANG Yan 王琰 | RE | 4 | 12 May 2020 | 04 January 2021 |
| WANG Yan 王琰 | RE | 9 | 12 May 2020 | 04 January 2021 |
| WU Huai-En 吳懷恩 | RO | 9 | 08 November 2019 | 21 September 2020 |
| WU Huai-En 吳懷恩 | RO | 4 | 08 November 2019 | 21 September 2020 |
| XIA Lichuan 夏立傳 | RE | 9 | 16 March 2012 | 31 August 2019 |
| XIA Lichuan 夏立傳 | RE | 4 | 16 March 2012 | 31 August 2019 |
| XIE Liuyi 謝柳毅 | RO | 9 | 06 September 2007 | 30 November 2019 |
| XIE Liuyi 謝柳毅 | RO | 4 | 06 September 2007 | 30 November 2019 |
| YIP Hiu Tung 葉曉彤 | RE | 9 | 06 December 2019 | 29 October 2020 |
| YIP Hiu Tung 葉曉彤 | RE | 4 | 06 December 2019 | 29 October 2020 |
| ZHANG Jiawei 張佳偉 | RE | 9 | 17 July 2020 | 07 April 2021 |
| ZHANG Jiawei 張佳偉 | RE | 4 | 17 July 2020 | 07 April 2021 |
| ZHAO Liang 趙亮 | RO | 9 | 29 September 2021 | 05 April 2023 |
| ZHAO Liang 趙亮 | RO | 4 | 29 September 2021 | 05 April 2023 |
| ZHU Yibin 朱亦斌 | RE | 9 | 23 April 2009 | 01 March 2011 |
| ZHU Yibin 朱亦斌 | RE | 4 | 23 April 2009 | 01 March 2011 |
| ZHUANG Ziye 莊子燁 | RE | 9 | 05 September 2022 | 31 December 2022 |