SFC Licences of CHEN Sicong 陳思聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 17 February 2022 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 02 August 2021 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 15 July 2021 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 28 November 2018 | 18 June 2021 |