SFC Licences of LAU Pui Shan 劉佩珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 10 March 2020 | |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 10 March 2020 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 04 February 2019 | 18 October 2019 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 04 February 2019 | 18 October 2019 |