SFC Licences of CHAN Nok Yan 陳諾恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 06 June 2022 | 04 August 2023 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 28 April 2022 | 04 August 2023 |
| TD Ameritrade Hong Kong Limited 德美利證券香港有限公司 | RE | 2 | 17 December 2018 | 25 April 2022 |
| TD Ameritrade Hong Kong Limited 德美利證券香港有限公司 | RE | 1 | 17 December 2018 | 25 April 2022 |