SFC Licences of YU Mofan 余默凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 29 June 2021 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 10 December 2018 | 25 May 2021 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 10 December 2018 | 25 May 2021 |