SFC Licences of LO Ho Kwan 羅浩鈞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 11 December 2018 | 29 July 2019 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 2 | 11 December 2018 | 29 July 2019 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 11 December 2018 | 29 July 2019 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 11 December 2018 | 29 July 2019 |