SFC Licences of LIU Yiyan 劉一言
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 | RE | 9 | 31 January 2022 | |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 | RE | 4 | 31 January 2022 | |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 6 | 02 August 2019 | 23 December 2020 |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 02 August 2019 | 23 December 2020 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 | RE | 6 | 21 December 2018 | 01 July 2019 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 | RE | 1 | 21 December 2018 | 01 July 2019 |