SFC Licences of KAPUR Gautam Pradeep Kumar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 01 August 2023 | |
| GFI (HK) Securities L.L.C. | RE | 1 | 25 January 2019 | 29 May 2020 |
| GFI (HK) Securities L.L.C. | RE | 7 | 25 January 2019 | 29 May 2020 |