SFC Licences of YAN Tao 嚴濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 14 June 2023 | |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 14 June 2023 | |
| Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 1 | 11 January 2019 | 31 January 2023 |
| Central China International Futures Company Limited 中州國際期貨有限公司 | RE | 2 | 11 January 2019 | 31 January 2023 |