SFC Licences of TAN Minling 譚敏鈴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 23 August 2021 | 14 March 2024 |
ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 20 February 2019 | 20 August 2021 |