SFC Licences of LO Ka Yan 盧嘉恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ballas Capital Limited 博思融資有限公司 | RE | 1 | 09 August 2022 | |
| Ballas Capital Limited 博思融資有限公司 | RE | 6 | 18 July 2022 | |
| Advent Corporate Finance Limited 宏智融資有限公司 | RE | 6 | 06 July 2021 | 30 June 2022 |
| Opus Capital Limited 創富融資有限公司 | RE | 1 | 17 July 2020 | 02 July 2021 |
| Opus Capital Limited 創富融資有限公司 | RE | 6 | 13 July 2020 | 02 July 2021 |
| Euto Capital Partners Limited 裕韜資本有限公司 | RE | 6 | 08 April 2019 | 03 July 2020 |