SFC Licences of GOULD III Richard Gerardus
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RO | 7 | 27 December 2019 | 31 July 2020 |
| CLSA Limited 中信里昂證券有限公司 | RO | 4 | 27 December 2019 | 31 July 2020 |
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 27 December 2019 | 31 July 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 7 | 25 July 2019 | 27 December 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 25 July 2019 | 27 December 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 25 July 2019 | 27 December 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 11 February 2019 | 17 February 2019 |