SFC Licences of LIU Xinguo 劉新国
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RO | 1 | 13 September 2022 | |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RO | 9 | 07 January 2021 | |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RO | 4 | 07 January 2021 | |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 9 | 05 January 2021 | 07 January 2021 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 05 January 2021 | 07 January 2021 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RO | 9 | 10 June 2019 | 12 March 2020 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RO | 4 | 10 June 2019 | 12 March 2020 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 22 February 2019 | 10 June 2019 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 9 | 22 February 2019 | 10 June 2019 |