SFC Licences of SHAM Kai Yu 岑啟宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 20 October 2021 | |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 | RE | 9 | 24 March 2020 | 29 September 2021 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 | RE | 4 | 09 April 2019 | 29 September 2021 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 | RE | 4 | 09 April 2019 | 13 February 2020 |