SFC Licences of NIP Yu Wang Victor 聶宇宏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 9 | 18 August 2022 | |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 18 August 2022 | |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 18 August 2022 | |
| orientiert XYZ Securities Limited | RE | 6 | 18 March 2019 | 14 August 2021 |
| orientiert XYZ Securities Limited | RE | 4 | 18 March 2019 | 14 August 2021 |
| orientiert XYZ Securities Limited | RE | 1 | 18 March 2019 | 14 August 2021 |