SFC Licences of TAM Siu Ling 譚少玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 09 April 2021 | 22 October 2021 |
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 16 April 2019 | 16 February 2021 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 | RE | 6 | 16 April 2019 | 16 February 2021 |