SFC Licences of LAU Ho Man Joey 柳浩文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shacom Securities Limited 上銀證券有限公司 | RO | 4 | 28 October 2022 | |
| Shacom Securities Limited 上銀證券有限公司 | RO | 1 | 28 October 2022 | |
| Shacom Futures Limited 上商期貨有限公司 | RE | 5 | 22 June 2021 | |
| Shacom Futures Limited 上商期貨有限公司 | RE | 2 | 22 June 2021 | |
| Shacom Securities Limited 上銀證券有限公司 | RE | 4 | 19 August 2019 | 28 October 2022 |
| Shacom Securities Limited 上銀證券有限公司 | RE | 1 | 19 August 2019 | 28 October 2022 |