SFC Licences of WONG Sau Yip 黃守業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 9 | 14 June 2022 | |
| UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 4 | 14 June 2022 | |
| UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 1 | 17 March 2022 | |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 23 April 2019 | 28 February 2022 |