SFC Licences of MA Kwok Chau 馬國疇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jin Yi Financial Group Limited 金益金融集團有限公司 | RE | 1 | 13 November 2023 | |
| M&F Asset Management Limited 渼豐資產管理有限公司 | RE | 1 | 23 February 2023 | 30 June 2023 |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 2 | 22 July 2022 | 13 October 2022 |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 22 July 2022 | 13 October 2022 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 11 May 2021 | 07 February 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 August 2020 | 07 February 2022 |
| Wilson Securities Limited 滙生證券有限公司 | RE | 1 | 28 April 2020 | 13 August 2020 |
| Wilson International Capital Limited 滙生國際資本有限公司 | RE | 6 | 10 February 2020 | 13 August 2020 |
| Success Securities Limited 實德證券有限公司 | RE | 1 | 08 May 2019 | 19 November 2019 |