SFC Licences of DUAN Lian 段煉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanghai International Asset Management (Hong Kong) Co Ltd 香港滬光國際投資管理有限公司 | RE | 9 | 07 April 2020 | 04 January 2021 |
| Shanghai International Asset Management (Hong Kong) Co Ltd 香港滬光國際投資管理有限公司 | RE | 4 | 07 April 2020 | 04 January 2021 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 26 April 2019 | 05 March 2020 |