SFC Licences of HARTLEY Andrew Eric
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RO | 7 | 22 October 2019 | 02 March 2020 |
CLSA Limited 中信里昂證券有限公司 | RO | 4 | 22 October 2019 | 02 March 2020 |
CLSA Limited 中信里昂證券有限公司 | RO | 1 | 22 October 2019 | 02 March 2020 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 03 June 2019 | 22 October 2019 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 03 June 2019 | 22 October 2019 |
CLSA Limited 中信里昂證券有限公司 | RE | 7 | 03 June 2019 | 22 October 2019 |