SFC Licences of DAI Shuting 戴树婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Asia Securities Limited RE 1 02 November 2021 18 March 2022
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 RE 4 28 June 2019 20 August 2020
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 RE 1 28 June 2019 20 August 2020