SFC Licences of DAI Shuting 戴树婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Asia Securities Limited | RE | 1 | 02 November 2021 | 18 March 2022 |
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 | RE | 4 | 28 June 2019 | 20 August 2020 |
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 | RE | 1 | 28 June 2019 | 20 August 2020 |