SFC Licences of LIU Yiming 劉一鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 22 February 2022 | 12 October 2022 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 22 February 2022 | 12 October 2022 |
| South China Research Limited 南華資料研究有限公司 | RE | 4 | 16 June 2020 | 20 July 2020 |
| DA International Financial Service Limited 直達國際金融服務有限公司 | RE | 2 | 27 May 2019 | 06 September 2019 |
| DA International Financial Service Limited 直達國際金融服務有限公司 | RE | 1 | 27 May 2019 | 06 September 2019 |