SFC Licences of KE Zicong 柯子聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Balyasny Asset Management (Hong Kong) Limited | RE | 9 | 25 July 2022 | 02 May 2023 |
| Neuberger Berman Asia Limited | RE | 9 | 02 July 2021 | 12 July 2022 |
| Neuberger Berman Asia Limited | RE | 1 | 02 July 2021 | 12 July 2022 |
| Neuberger Berman Asia Limited | RE | 4 | 09 June 2021 | 12 July 2022 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 28 May 2019 | 28 May 2021 |