SFC Licences of PALLAV Peeyush
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 21 August 2023 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 21 August 2023 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 21 August 2023 | |
Natixis Asia Limited | RE | 4 | 31 May 2019 | 31 May 2022 |
Natixis Asia Limited | RE | 1 | 31 May 2019 | 31 May 2022 |