SFC Licences of LO Tsam Yi Sammie 羅沁兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 17 June 2019 | 15 November 2019 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 17 June 2019 | 15 November 2019 |