SFC licenceholder BOM745 LEI Chao 雷超

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 RE [1] (Dealing in Securities) 25 March 2020
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 27 June 2019 09 February 2020
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 27 June 2019 09 February 2020