SFC Licences of FAN Yu Shen 范育慎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 9 10 June 2020 14 September 2020
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 4 14 April 2020 14 September 2020
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 1 14 April 2020 14 September 2020
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RE 4 16 August 2019 30 September 2019
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RE 1 16 August 2019 30 September 2019