SFC Licences of SUBRAHMANIAN Karthik
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 09 November 2022 | 31 January 2023 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 29 October 2021 | 31 January 2023 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 19 July 2019 | 31 January 2023 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 19 July 2019 | 31 January 2023 |