SFC Licences of HO Siu Wai 何肇瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Leonteq Securities (Hong Kong) Limited | RE | 4 | 01 February 2024 | |
Leonteq Securities (Hong Kong) Limited | RE | 1 | 01 February 2024 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 08 March 2022 | 04 September 2023 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 28 January 2022 | 04 September 2023 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 28 January 2022 | 04 September 2023 |
Leonteq Securities (Hong Kong) Limited | RE | 4 | 02 August 2019 | 14 January 2022 |
Leonteq Securities (Hong Kong) Limited | RE | 1 | 02 August 2019 | 14 January 2022 |