SFC Licences of CHOW Ka Yuet, Kathy 周家越
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
LIM Advisors Limited | RE | 9 | 28 April 2023 | |
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 1 | 10 January 2023 | 02 February 2023 |
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RE | 4 | 06 August 2019 | 10 November 2022 |
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RE | 1 | 06 August 2019 | 10 November 2022 |