SFC Licences of KOO Bon Soo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | RE | 4 | 26 January 2024 | |
| Nuveen Hong Kong Limited | RE | 1 | 26 January 2024 | |
| Evercore Asia Limited | RE | 4 | 08 August 2019 | 13 December 2023 |
| Evercore Asia Limited | RE | 1 | 08 August 2019 | 13 December 2023 |