SFC Licences of WU Tsai Ni 吳采霓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 4 | 23 October 2020 | 09 September 2021 |
| MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 1 | 23 October 2020 | 09 September 2021 |
| Shinhan Securities Asia Limited | RE | 1 | 13 September 2019 | 15 October 2020 |
| Shinhan Securities Asia Limited | RE | 4 | 13 September 2019 | 15 October 2020 |