SFC Licences of SUN Xin 孫昕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Easy Fund Management Company Limited 易昇基金管理有限公司 RO 9 14 November 2023
Easy Fund Management Company Limited 易昇基金管理有限公司 RO 4 14 November 2023
Easy Fund Management Company Limited 易昇基金管理有限公司 RE 9 02 November 2023 14 November 2023
Easy Fund Management Company Limited 易昇基金管理有限公司 RE 4 02 November 2023 14 November 2023
JA Securities Limited 金奧證券有限公司 RO 9 06 December 2022 31 March 2023
JA Securities Limited 金奧證券有限公司 RO 4 01 August 2022 31 March 2023
JA Securities Limited 金奧證券有限公司 RO 1 01 August 2022 31 March 2023
JA Securities Limited 金奧證券有限公司 RE 4 12 April 2022 01 August 2022
JA Securities Limited 金奧證券有限公司 RE 1 12 April 2022 01 August 2022
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 RO 9 27 August 2021 01 April 2022
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 RO 4 27 August 2021 01 April 2022
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 RO 1 27 August 2021 01 April 2022
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 RE 9 19 August 2021 27 August 2021
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 RE 4 19 August 2021 27 August 2021
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 RE 1 19 August 2021 27 August 2021