SFC Licences of LI Ho Yin 李昊彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| aacat fintech Limited 貓大人金融科技有限公司 | RE | 1 | 03 November 2023 | |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 05 August 2022 | 24 August 2023 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 05 August 2022 | 24 August 2023 |
| Rich Bay Securities Limited 富利證券有限公司 | RE | 2 | 18 February 2021 | 20 July 2022 |
| Rich Bay Securities Limited 富利證券有限公司 | RE | 1 | 18 February 2021 | 20 July 2022 |
| uSmart Securities Limited 盈立證券有限公司 | RE | 1 | 28 August 2019 | 22 January 2021 |