SFC Licences of CHEN Ming 陳明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 9 | 07 May 2021 | 30 December 2023 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 1 | 07 May 2021 | 30 December 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 05 September 2019 | 30 March 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 05 September 2019 | 30 March 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 05 September 2019 | 30 March 2021 |