SFC Licences of CHOI Kit Wa 蔡潔華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jone Portman Limited 祖士栢有限公司 | RE | 4 | 16 August 2021 | 21 December 2023 |
Jone Portman Limited 祖士栢有限公司 | RE | 9 | 02 July 2021 | 21 December 2023 |
Jone Portman Limited 祖士栢有限公司 | RE | 1 | 02 July 2021 | 21 December 2023 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 15 January 2020 | 04 May 2021 |
KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 11 November 2019 | 04 May 2021 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 11 November 2019 | 04 May 2021 |