SFC Licences of SHENG Jie 盛杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 23 August 2022 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 23 August 2022 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 26 July 2021 | 30 June 2022 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 02 October 2019 | 31 December 2020 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 02 October 2019 | 31 December 2020 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 02 October 2019 | 13 May 2020 |