SFC Licences of ZHANG Miao 張淼

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huarong International Asset Management Limited 華融國際資產管理有限公司	RO	9	04 November 2021
Huarong International Securities Limited 華融國際證券有限公司	RO	4	04 November 2021
Huarong International Securities Limited 華融國際證券有限公司	RO	1	04 November 2021
Huarong International Asset Management Limited 華融國際資產管理有限公司	RE	9	04 October 2021	04 November 2021
Huarong International Securities Limited 華融國際證券有限公司	RE	4	04 October 2021	04 November 2021
Huarong International Securities Limited 華融國際證券有限公司	RE	1	04 October 2021	04 November 2021
CNI Securities Group Limited 中國北方證券集團有限公司	RO	4	09 June 2021	31 August 2021
CNI Securities Group Limited 中國北方證券集團有限公司	RO	1	09 June 2021	31 August 2021
CNI Securities Group Limited 中國北方證券集團有限公司	RO	2	31 March 2021	31 August 2021
CNI Securities Group Limited 中國北方證券集團有限公司	RE	4	11 January 2021	09 June 2021
CNI Securities Group Limited 中國北方證券集團有限公司	RE	1	11 January 2021	09 June 2021
CNI Global Assets Management Limited 中國北方環球資產管理有限公司	RO	9	02 November 2020	31 August 2021
CNI Global Assets Management Limited 中國北方環球資產管理有限公司	RE	9	19 November 2019	02 November 2020