SFC Licences of KWOK Chi Kit 郭子杰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司
RE 1, 4 11 March 2021
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 1 05 November 2020 28 February 2021
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 4 14 October 2020 28 February 2021
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4, 9 04 November 2019 02 September 2020