SFC Licences of KWOK Chi Kit 郭子杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 25 October 2022 | |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 23 September 2022 | |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 23 September 2022 | |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 11 March 2021 | 19 August 2022 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 11 March 2021 | 19 August 2022 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 05 November 2020 | 28 February 2021 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 14 October 2020 | 28 February 2021 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 9 | 04 November 2019 | 02 September 2020 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 4 | 04 November 2019 | 02 September 2020 |