SFC Licences of WAN Li 万勵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 RO 6 06 February 2020
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RO 5 06 February 2020
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RO 2 06 February 2020
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RO 9 06 February 2020
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RO 4 06 February 2020
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RO 5 06 February 2020
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RO 4 06 February 2020
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RO 2 06 February 2020
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RO 1 06 February 2020
Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 RE 6 26 November 2019 06 February 2020
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 5 26 November 2019 06 February 2020
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 2 26 November 2019 06 February 2020
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RE 9 26 November 2019 06 February 2020
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RE 4 26 November 2019 06 February 2020
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 5 26 November 2019 06 February 2020
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 4 26 November 2019 06 February 2020
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 2 26 November 2019 06 February 2020
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 26 November 2019 06 February 2020