SFC Licences of PAN Yingzhu 潘盈竹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SC Lowy Financial (HK) Limited | RE | 1 | 28 October 2021 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 16 October 2019 | 01 October 2021 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 16 October 2019 | 01 October 2021 |