SFC Licences of YE Dan 叶丹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 08 September 2023 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 13 December 2021 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 13 December 2021 | |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 9 | 06 July 2021 | 07 December 2021 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 4 | 08 June 2021 | 07 December 2021 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 1 | 08 June 2021 | 07 December 2021 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 16 October 2019 | 21 May 2021 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 16 October 2019 | 21 May 2021 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 16 October 2019 | 21 May 2021 |