SFC Licences of YE Si Cen 葉思岑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 19 July 2022 | |
| Merrill Lynch Far East Limited | RE | 1 | 19 July 2022 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 July 2022 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 29 October 2019 | 19 May 2022 |