SFC Licences of ZHANG Lixin 張立新

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RO 4, 9 27 May 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 2, 4, 9 27 May 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1 15 April 2020
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 04 December 2019 24 April 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 04 December 2019 15 April 2020