SFC Licences of ZHANG Lixin 張立新
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | 4, 9 | 27 May 2021 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | 2, 4, 9 | 27 May 2021 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | 1 | 15 April 2020 | |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 04 December 2019 | 24 April 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 04 December 2019 | 15 April 2020 |