SFC Licences of ZHAO Zhijie 趙智捷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 10 May 2022 | |
| DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 | RO | 9 | 16 April 2020 | 01 October 2020 |
| DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 | RE | 9 | 11 December 2019 | 16 April 2020 |