SFC Licences of XU Wen 徐雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 19 January 2022 | 03 November 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 19 May 2020 | 03 November 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 07 May 2020 | 03 November 2023 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 | RE | 1 | 09 December 2019 | 20 April 2020 |