SFC Licences of YAN Ximin 嚴晞敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 22 December 2022 25 August 2023
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 19 December 2019 31 December 2020